Rationale for a Virtual Center

A. Background

The availability of major synchrotron radiation photon sources (i.e., sources of light ranging from ultra-violet to x-rays) combined with advances in the understanding of various spectroscopies (e.g., x-ray absorption spectroscopy (XAS), photoelectron diffraction (PD), etc.) has provided a powerful tool to elucidate the properties of complex materials. There is a remarkable symbiosis between fundamental theory and synchrotron radiation experiments. Theory and experiment are always mutually beneficial and, for high precision scientific research, each is essential to the development and impact of the other. Thus the availability of third-generation synchrotron x-ray sources has led to experimental data of unprecedented precision. The analysis of this data therefore requires theories of correspondingly increased precision for an adequate treatment. Conversely, advances in theory have permitted the analysis of experimental data to a precision that was not feasible of a decade ago. As an example, advances in the theory of XAFS by our group at Univ. of Washington have revolutionized the field in several respects: 1) these advances have permitted a far more detailed analysis than possible before, for example enabling accurate structure determinations considerably beyond the 1st coordination shell; 2) they have led to greatly improved efficiencies in data collection and analysis by eliminating the need for reference compounds and semi-automating the analysis; and 3) they have put state of the art theoretical tools in the hands of the users, essentially eliminating the need for a theoretical guru to interpret experimental data.

This last step has led to a paradigm shift in the way absorption spectra are now treated by the experimental community. We believe that similar advances are feasible in many other spectroscopies, opening the possibility of great opportunities for scientific and technological advances. Such advances are important to make the synchrotron facilities accessible to a wide range of scientists, including biophysicists, chemists, geophysicists and industrial scientists. Thus, we feel that a modest investment both in theory and analysis tools would significantly enhance the scientific output of synchrotron sources. At present, however, the investment in theoretical understanding considerably lags that in the facilities themselves. Thus one of the conclusions of the recent LBNL Workshop on Theory and Computation Synchrotron Applications was the national need for partnerships between universities, national laboratories, and light sources, i.e., a "Virtual Center", devoted to Photon Spectroscopy Theory and Analysis.

B. Historical Precedents

Historically, the Theory Center established at Daresbury Laboratories by John Pendry and others in the early 70's was very successful in advancing the theory of various spectroscopies, particularly XAS and LEED. Although Daresbury is still active. the only major Center devoted to photon spectroscopy theory is that at the ESRF in Grenoble. There is, as yet, no US counterpart, despite the fact that the US is a world leader in experimental synchrotron facilities. This is unfortunate, given 1) the major investment in modern synchrotron radiation light sources and their operation 2) the growing interest in these facilities by scientists in many fields; 3) the consequent needs for theoretical analysis tools, and 4) the substantial benefits both to users and theorists of such theoretical research. In our view, the powerful 3rd generation experimental facilities will not live up to their potential if the available experimental analysis is based on underdeveloped theory. Moreover, advances in theory tend to parallel advances in computational resources. These are taking place quite rapidly at present, presenting opportunities for new scientific developments that were not practicable a few years ago. For comparison, there has always been a significant theoretical component to complement the experimental particle physics effort in the US.

C. Cost Effectiveness

There is ample evidence that a Theory Center would be a cost-effective advantage to experimental science at synchrotron sources. A concrete example is the successful development of the general theoretical x-ray spectroscopy codes FEFF by our group at UW. [FEFF stands for the effective scattering amplitude f_eff, an important ingredient in the theory of EXAFS (extended x-ray absorption fine structure)]. The FEFF codes are now one of the most important theoretical tools in EXAFS spectroscopy and have revolutionized the field by making state of the art theory widely available to researchers. For example, instead of comparing to empirical standards - which seldom works well - scientists can use fast theoretical calculations to analyze EXAFS in terms of local atomic structure with confidence and reliability. Thus the codes shortened measurement times and also lead to a more effective and detailed analysis. This expert programming effort also avoided duplicate programming and development, for example by non-expert experimental post-docs.

D. User Representation

We stress the need for user input in these theoretical developments. The design of the FEFF codes took advantage of significant input from experimental users (e.g., the groups of E. Stern at UW, G. Brown at Stanford, D. Sayers at NCSU, F. Bridges at UCSC and K. Baberschke at Berlin) both in the design of various options and in the design of the analysis tools; at the same time experimental input from users provided high precision tests of new theories. Thus we envisage that a successful Theory Center must have significant user representation and a mission that is partly dedicated to the analysis of present and future light-source related experiments. Especially needed are fast, automated analysis tools to deal with the copious data from synchrotron experiments, preferably on-line in a user-friendly manner.

E. Composition and Goals of a Theory and Analysis Center

In conclusion we feel that a Photon Spectroscopy Theory Center should address the following major areas: 1) fundamental theory of various photon spectroscopies. This includes theory both at the forefront and at practical levels connected to experiment. Needed are expertise both in ground state and excited state calculations for all hard and soft x-ray applications (e.g., XAS, XPS, PD, etc) at all the major synchrotron centers, (i.e., APS, NSLS, SSRL, and ALS). 2) experimental analysis tools and theoretical support for users (e.g., software, documentation, graphical interfaces, etc) linking on-line theory and experiments. 3) Periodic workshops devoted to particular spectroscopies or the use of various theoretical and analysis codes should also be part of the Center's mission.

The estimated man-power needs for such a center will be discussed at the Workshop. In my view a nominal effort would include 1 director (or 2 co-directors in the case of a Virtual Center with two main hubs), 2-3 research scientist positions, about 5 postdoc positions and perhaps 10 graduate students. A university or national laboratory setting for a Center with some proximity to synchrotron light sources might be preferable, e.g., Berkeley, Stanford, LBNL or ANL. However, we believe that there would be a number of advantages to a Virtual Center which could efficiently combine theoretical efforts at several universities and national laboratories, even far from light sources, without the need for substantial new space or administrative needs. Electronic links could then connect the center to all the major synchrotron facilities and other research laboratories. Some of the postdocs could just as well be located at the synchrotron facilities themselves so as to provide both theoretical and analysis support to users. Indeed just the availability of an interested theorist can have an intangible positive benefit to synchrotron based research efforts. As noted in the LBNL Workshop Findings, such a Theory and Analysis Center might fit well into a DOE-2000 type project philosophy, both with regard to the concept of collaboration between universities and national laboratories and advanced simulation of expensive experiments.


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