Challenges and Opportunities

A. Theoretical Challenges in EXAFS and XANES

Although EXAFS is now probably the most well understood of all x-ray spectroscopies, the accuracy of the theory can and should be improved. Certainly the one-electron, multiple scattering theory of EXAFS (which is the basis of most EXAFS codes including FEFF), is largely well understood. But remaining errors in the theory can still adversely affect the determination of distances and coordination numbers from experiment. Because of the huge interest of the synchrotron radiation user community in these spectroscopies, we feel that one of the main goals of a Theory Center should be to overcome these limitations.
1) XANES
The theory of the near edge in XAS is still far from complete, making a quantitative interpretation difficult. There are a number of reasons for this. First, the edge itself is defined by the Fermi energy which depends critically on local electronic structure, local binding, etc. An accurate theory thus requires self-consistent calculations, probably with scattering potentials that go beyond the muffin-tin approximation. The benefits would include improved scattering phase shifts for many spectroscopies, as well as a definitive calculation of threshold energy (the Fermi level) which is needed for accurate distance estimates from XAFS. Similar advances in theory are also needed to interpret NEXAFS experiments, i.e., the shape resonances observed in low Z materials. In particular, technqiues that combine quantum-chemistry methods and scattering theory are needed.

2) XAFS Amplitudes
Perhaps the biggest error in XAS theory now is the overall amplitude which is now still only accurate to 10% and which often has to be adjusted semi-phenomenologically. Two major causes of the discrepancy are the following: 1) Debye-Waller factors: The effect of thermal vibrations is usually approximated by a simple phenomenological model (e.g. the correlated Debye model). This works well in homogeneous materials, but is likely inadequate in complex, heterogeneous materials. Needed for an accurate treatment are local (i.e. real space) total energy codes applicable to general periodic or non-periodic systems. The advantage of a total energy code is that it can be combined with XAS data to give a refined determination of local structure of complex systems, one of the principle aims of synchrotron experiments.

3) Many body amplitude factors S_0^2
The theoretical EXAFS signals are usually somewhat high, (about 20%) due to certain fundamental many-body effects in the x-ray absorption process (i.e., intrinsic and extrinsic losses and interference processes). Presently this factor has to be fit semi-empirically. Much additional theoretical development is required to understand and interpret XANES (x-ray absorption near edge structure) quantitatively. A fully satisfactory theory will require better understanding of many-body effects, such as the energy dependence of the electron self-energy and exchange interactions and an improved treatment of the scattering potentials including non-spherical corrections. At the same time, such advances will lead to better treatments of inelastic losses which are important in the theory of LEED and PD. These tasks alone will likely require a few more PhD or Postdoc projects to reach adequate resolutions. This is a case where many of the theoretical ideas needed are already available, but lack of funding has limited progress. However the payoff for such research will likely be large, essentially promising more accurate results for thousands of researchers using XAS and other synchrotron techniques at modern synchrotron facilities.

B. Need for "User-Friendly", Portable Codes

We stress that to be most useful to the field, it is important that such theoretical tools be readily available to scientists using the synchrotron facilities and relatively easy to use. This was one of the keys to the success of the FEFF codes in the experimental community. Advanced electronic structure and quantum chemistry codes are of limited utility if they always require expert users to run them. Similarly, to maintain user-friendliness and transportability, any theoretical extensions of current codes should be done in a way that is largely compatible with existing versions. One way to do this would be to insist on a modular structure that independent scientists could add to. Second, it is important that fast, preferably on-line, data analysis tools be available, to interface to existing theory. Presently available analysis codes are quite sophisticated, but the degree of automation and user-friendliness could and should be improved significantly. Needed for example are on-line tools, graphical interfaces, etc. Both novice and expert modes are needed. A highly automated and relatively foolproof novice mode is needed for the relatively large fraction of users who cannot be expected to be theoreticians or electronic structure experts, yet must be assured of reliable results. In our view this is a crucial need if the modern synchrotron facilities are going to be useful to the industrial scientific community. Finally it is desirable to be able to link XAS codes to other advanced electronic structure and quantum chemistry codes when total-energy configurations and other chemical and electronic information is needed.

C. Other Spectroscopies

The light sources have spawned a large number of spectroscopies for studies of condensed matter, each with its own advantages for probing a given experimental niche. Correspondingly each of these spectroscopies requires special theoretical treatment, even though the fundamental underlying structure of the theory may be similar. Thus developments along the above lines are needed for many other spectroscopies of interest at the modern synchrotron centers. For example, in photoelectron diffraction (PD), an theoretical effort analogous to FEFF has been carried out, with major coding developments by the Fadley and Van Hove groups at LBNL. Like FEFF, these codes have been extended recently to include effects of photon and spin polarization, which are of particular significance for magnetic studies being planned at the ALS. The extension of such codes to valence-band photoemission will permit studies of both the electronic and magnetic structures of surfaces and interfaces. Other spectroscopies of interest include XES, (x-ray emission spectroscopy), resonant x-ray scattering, XPS, DAFS, XRD, XMCD etc. Since all of these involve the same fundamental process of x-ray absorption and scattering, developments in one can often be carried over to others. For example, many subroutines in the FEFF codes could with a relatively small effort, be adapted to most of these spectroscopies, thus avoiding duplication of effort.

Another example is the rapidly developing field of X-ray Magnetic Circular Dichroism (XMCD) and many related spectroscopies designed to probe magnetic properties of matter. The corresponding theories are similar to those of XAS, but usually require a more careful treatment of spin and relativistic effects, and thus a more detailed theory. Without such a theory, however, the synchrotron data is not very useful. For example, lack of an effective theory led to about a 10 year gap in the quantitative analysis of the first XMCD measurements. Although the FEFF7 code can now treat XMCD (FEFF7 is a spin dependent generalization of the FEFF7 code which gave the first quantitative calculations of XMCD) it is not yet automated for that purpose due to limited theoretical support.

Other spectroscopies include valence-band photoemission to study the valence electronic and magnetic structure of surfaces and interfaces. Calculating core-level energy relaxation effects in XPS will also permit the study of electronic structure and bonding properties of atoms and molecules at surfaces and interfaces. Similarly X-ray emission spectroscopy, and vibrationally resolved XPS, and resonant Auger Raman spectroscopy will explore the local nature of bonding, especially for molecules bonded to solids. Spectromicroscopy using diffraction and holography will detect the local structure of small grains. Soft x-ray fluorescence will also examine the solid- liquid interface, including electrochemical properties, corrosion, and crystal growth. In particular, x-ray fluorescence holography will determine interfacial and local bulk structures with elemental specificity.


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